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Example participatory approaches and methods

Cairngorms 2030 Com­munit­ies Fund Panel

Example approaches and methods

Each sec­tion below describes one approach to par­ti­cip­at­ory decision-mak­ing. If you want to bring them to life, we have also cre­ated fic­tion­al story snip­pets through the Bring­ing examples to life doc­u­ment, to fuel your imagination.

1. Col­lect­ive mod­els (PGM)

In col­lect­ive mod­els, decision-mak­ing is shared among a group of people with a dir­ect stake in the fund. Applic­ants, recip­i­ents, com­munity mem­bers, or a com­bin­a­tion. Rather than a sep­ar­ate pan­el assess­ing applic­a­tions, the com­munity itself delib­er­ates and decides together.

Sev­er­al vari­ations exist:

  • Open col­lect­ive: all inter­ested parties, includ­ing applic­ants, par­ti­cip­ate in decisions togeth­er, either in per­son or online.
  • Closed col­lect­ive: a defined group of rel­ev­ant organ­isa­tions comes togeth­er to under­stand com­munity needs and agree fund­ing through consensus.
  • Rolling col­lect­ive: grant recip­i­ents stay involved after receiv­ing fund­ing and par­ti­cip­ate in decisions about future awards, cre­at­ing an ongo­ing loop of giv­ing and receiving.

What it enables

Power sits with the people closest to the issues, not with a sep­ar­ate decision-mak­ing body. The bound­ar­ies between applic­ant and decision-maker blur or dis­ap­pear. Can build strong trust and com­munity own­er­ship of the fund.

Good to know

Requires sig­ni­fic­ant rela­tion­ship-build­ing and coordin­a­tion to work well. Man­aging con­flicts of interest, par­tic­u­larly in the open and rolling mod­els, needs care­ful design. Not all com­munit­ies will have the capa­city to sus­tain this level of involvement.

Example

Nation­al Lot­tery Com­munity Fund Scot­land explores mul­tiple col­lect­ive mod­els in prac­tice across Scot­land, includ­ing open, closed and rolling approaches to par­ti­cip­at­ory grant-making.

2. Com­munity Pan­el (PGM)

Fund­ing decisions are made by a spe­cif­ic com­munity or pan­el of loc­al people (e.g., people who live, work or learn in the Cairngorms). Each pan­el receives train­ing and sup­port before com­ing togeth­er to read applic­a­tions, dis­cuss what mat­ters most for the place, and then make informed final decisions.

What it enables

Decisions are made by people with lived exper­i­ence and a genu­ine stake in the out­come, rather than by pro­fes­sion­als or insti­tu­tions. The panel’s com­pos­i­tion mat­ters as who is in the room shapes what gets funded.

Good to know

Recruit­ing a pan­el that genu­inely reflects the diversity of a com­munity takes care and time. Pan­el mem­bers need real sup­port to feel con­fid­ent in the role, espe­cially if they haven’t been involved in grant-mak­ing before.

Example

Reach­ing New Scots Fund (Scot­tish Refugee Coun­cil): volun­teers with lived exper­i­ence co-designed the fund, wrote the applic­a­tion form and cri­ter­ia them­selves, and jointly assessed all 84 applic­a­tions along­side fund­ing officers.

3. Cri­ter­ia-based assessment

Organ­isa­tions or indi­vidu­als sub­mit a writ­ten applic­a­tion set­ting out their pro­ject, budget and inten­ded out­comes. Applic­a­tions are assessed by staff or an appoin­ted group against a set of cri­ter­ia. Fund­ing decisions com­mu­nic­ated in writing.

What it enables

Well under­stood by most applic­ants and fun­ders. Rel­at­ively straight­for­ward to admin­is­ter and pro­duces a clear audit trail. Cri­ter­ia can be designed to pri­or­it­ise equity and reach, and the pro­cess is famil­i­ar to organ­isa­tions who have applied for fund­ing before.

Good to know

Tends to favour exper­i­enced applic­ants who know how to write fund­ing bids. Writ­ten applic­a­tions can be a sig­ni­fic­ant bar­ri­er for inform­al groups, indi­vidu­als, or com­munit­ies with less exper­i­ence of the fund­ing sys­tem. Decision-mak­ing power sits with assessors rather than the com­munity directly.

Example

Cairngorms Cli­mate Adapt­a­tion Fund: the Park Authority’s exist­ing grant fund uses a stand­ard writ­ten applic­a­tion and staff assess­ment pro­cess, offer­ing a dir­ect point of com­par­is­on with the more par­ti­cip­at­ory approaches on this board.

4. Delib­er­a­tion (meth­od)

A group comes togeth­er to learn, dis­cuss, and reach fund­ing decisions col­lect­ively. Par­ti­cipants hear from con­trib­ut­ors, ask ques­tions to applic­ants, and work through dis­agree­ments before arriv­ing at a decision. This usu­ally involves mul­tiple sessions.

What it enables

The qual­ity of the con­ver­sa­tion mat­ters as much as the out­come. People are expec­ted to engage with each other’s reas­on­ing, not just express a pref­er­ence. Can often pro­duce decisions the group feels genu­ine own­er­ship of.

Good to know

Takes more time and facil­it­a­tion than oth­er approaches. Too many cri­ter­ia can cre­ate pres­sure and reduce the qual­ity of dis­cus­sion. Par­ti­cipants may need sup­port to learn how to delib­er­ate effect­ively, espe­cially in early sessions.

Example

Bris­tol Com­munity Resi­li­ence Fund: 100 res­id­ents and vol­un­tary sec­tor rep­res­ent­at­ives delib­er­ated along­side 22 coun­cil­lors to dis­trib­ute a £4 mil­lion fund, with loc­ally trained facil­it­at­ors sup­port­ing struc­tured dis­cus­sion before any decisions were made.

Addi­tion­al info: https://​www​.involve​.org​.uk/​r​e​s​o​u​r​c​e​s​/​k​n​o​w​l​e​d​g​e​-​b​a​s​e​/​w​h​a​t​/​p​u​b​l​i​c​-​d​e​l​i​b​e​r​ation

5. Dis­trib­uted dia­logue (meth­od)

This meth­od gath­ers views and decisions through many small con­ver­sa­tions hap­pen­ing across a com­munity. Hosts run dis­cus­sions using a shared set of ques­tions, and the out­puts are brought togeth­er to inform or make fund­ing decisions.

What it enables

Meets people where they are rather than ask­ing them to come to a cent­ral ven­ue. Can reach com­munit­ies who would nev­er engage with a form­al pan­el or pub­lic vote, and works well in geo­graph­ic­ally spread areas like the Cairngorms.

Good to know

Coordin­at­ing and syn­thes­ising many con­ver­sa­tions is com­plex. The qual­ity of the out­puts depends heav­ily on how well the host net­work is briefed and sup­por­ted. Harder to main­tain con­sist­ency across conversations.

Example

Your­Place Your­Point (Merkinch & South Kessock): nearly 500 young people par­ti­cip­ated in a listen­ing phase across their com­munity before prin­ciples were developed and pro­jects fun­ded, with ideas refined through dia­logue rather than a cent­ral applic­a­tion process.

Addi­tion­al info: https://​www​.involve​.org​.uk/​r​e​s​o​u​r​c​e​/​d​i​s​t​r​i​b​u​t​e​d​-​d​i​a​logue

6. Ideas challenge

Com­munit­ies or organ­isa­tions are invited to respond to a spe­cif­ic ques­tion or chal­lenge and sub­mit ideas. The strongest responses, judged against a set of cri­ter­ia, receive fund­ing. The chal­lenge frame shapes what comes in.

Example chal­lenge ques­tion: How might your com­munity help people and nature thrive togeth­er in the Cairngorms?

What it enables

The fund sets the dir­ec­tion rather than wait­ing to see what applic­ants bring. Can sur­face cre­at­ive, uncon­ven­tion­al ideas and attract people who might not think to apply through a tra­di­tion­al route. The pitch­ing format can also be ener­gising and com­munity-build­ing in itself.

Things to consider

The fram­ing of the chal­lenge determ­ines who feels it is rel­ev­ant to them and who does not. Groups with less exper­i­ence of pitch­ing or present­ing ideas may be dis­ad­vant­aged even if their pro­jects are strong.

Example

Civic Innov­a­tion / Demo­cracy Day (Com­munity Found­a­tion North­ern Ire­land): 30 com­munity organ­isa­tions pitched ideas at Stor­mont, with attendees dis­cuss­ing pro­jects in a glob­al café format before 14 groups shared £500,000 in fund­ing and 18 months of design support.

7. Peer review

Applic­ants review each other’s applic­a­tions — some­times anonym­ously, some­times in open dia­logue. Each applic­ant is assigned a small num­ber of oth­er applic­a­tions to read and assess, using a shared set of ques­tions. Their reviews inform or determ­ine the final fund­ing decisions. The pro­cess can be run online or in person.

What it enables

Brings people with dir­ect exper­i­ence of doing the work into the assess­ment pro­cess. Reduces the power imbal­ance between fun­der and applic­ant. Can sur­face insights that a pan­el of out­side observ­ers would miss, and builds con­nec­tions across the applic­ant community.

Good to know

Con­flicts of interest need care­ful man­age­ment as applic­ants are assess­ing their peers, some­times in a small com­munity where every­one knows each oth­er. Anonym­ity can help but is not always pos­sible. Review­ers need enough guid­ance to feel con­fid­ent in the role.

Example

The Edge Fund (UK) grantees join the co-op and par­ti­cip­ate in future fund­ing decisions, scor­ing applic­a­tions from their own communities.

8. Pub­lic Vote (PB)

Par­ti­cip­at­ory budget­ing (PB) is a way for people to have a dir­ect say in how loc­al money is spent. Any­one in the com­munity can vote on which pro­jects get fun­ded. Pro­ject ideas are sub­mit­ted, eli­gible ones are put to a pub­lic vote — online, at events, or both — and the pro­jects with the most votes receive fund­ing. The com­munity is both the applic­ant and the decision-maker.

What it enables

Decisions are made by the widest pos­sible group, not a selec­ted pan­el. It might reach people who would nev­er engage with a form­al applic­a­tion process.

Good to know

Without delib­er­a­tion before vot­ing, decisions can be made without dis­cus­sion. Could favour well-con­nec­ted or vis­ible organ­isa­tions over those with less of a pub­lic pro­file. Turnout can be uneven across communities.

Example

Just Trans­ition Par­ti­cip­at­ory Budget­ing Fund: com­munit­ies across Moray, Aber­deen and Aber­deen­shire voted on which pro­jects received fund­ing, with over 29,000 votes cast in the first two years across 181 projects.

Addi­tion­al info: https://pbscotland.scot/

Mixed approaches

A com­bin­a­tion of two or more of the ele­ments across this board, often used at dif­fer­ent stages of the pro­cess. For example: a delib­er­at­ive pan­el designs the cri­ter­ia, a pub­lic vote selects the projects.

What it enables

Can com­bine the strengths of dif­fer­ent approaches and reduce their indi­vidu­al weak­nesses. Allows dif­fer­ent approaches to be used for dif­fer­ent grant sizes.

Good to know

More com­plex to design, com­mu­nic­ate and admin­is­ter. The joins between stages need care­ful thought. Par­ti­cipants and applic­ants need to under­stand how the dif­fer­ent ele­ments fit together.

Oth­er options

There is anoth­er option but we would need to fur­ther explore the feas­ib­il­ity with­in the fixed con­straints with the Nation­al Lot­tery if this is a route you are inter­ested in.

Dir­ect transfer

Funds go dir­ectly from the fun­der to an indi­vidu­al or group, without the need for a form­al applic­a­tion, mon­it­or­ing require­ments or report­ing. It aims to remove the bar­ri­ers and bur­eau­cracy that can pre­vent the most mar­gin­al­ised people from access­ing support.

What it enables

Bypasses inter­me­di­ar­ies entirely and gets money to people quickly. Treats recip­i­ents as experts on their own needs. Rad­ic­ally reduces the admin­is­trat­ive bur­den on both the fun­der and the recip­i­ent. Can reach people who are excluded from every oth­er fund­ing route.

Good to know

Account­ab­il­ity and report­ing are min­im­al by design, which may raise ques­tions for fun­ders about how pub­lic money is used. Requires a high degree of trust. Not suited to all types of pro­ject or all fund­ing con­texts. Worth con­sid­er­ing as a mod­el for small, inform­al or emer­gency funding.

We have not included this option in the present­a­tion today as the Pan­el have already said they do not want a geo­graph­ic­al division.

Loc­a­tion micro-grants

A por­tion of the fund is del­eg­ated entirely to hyper-loc­al decision-makers to dis­trib­ute as small grants with­in their area (for example a com­munity coun­cil, a vil­lage hall com­mit­tee, a loc­al devel­op­ment trust). No cent­ral applic­a­tion pro­cess, no pan­el assess­ment. The loc­al body sets its own simple cri­ter­ia, decides who gets fund­ing, and reports back to the main fund annually.

What it enables

Gets money to people quickly with min­im­al bur­eau­cracy. Trusts loc­al struc­tures to know what mat­ters in their area. Reaches indi­vidu­als and inform­al groups who would nev­er nav­ig­ate a form­al applic­a­tion pro­cess. Works par­tic­u­larly well on a rolling basis with no fixed deadlines.

Good to know

The loc­al body run­ning the scheme needs to be rep­res­ent­at­ive and account­able. If it is not, the same groups might bene­fit repeatedly. Con­flicts of interest need a clear pro­cess. Pro­mo­tion mat­ters as without act­ive out­reach, only those already con­nec­ted to the loc­al body will know the money exists.